Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leanne Dempsey Cliffe

    IRN LDC01022

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 May 2005)
  • Lee Michael Cottrell

    IRN LMC01056

    • CF1 Director (14 Jan 2005 to 9 Nov 2006)
  • Lee William Mooney

    IRN LWM00016

    • CF29 Significant management (29 Jan 2015 to 29 Jan 2016)
  • Lisa Siggery

    IRN LXS01495

    • CF1 Director (22 Nov 2011 to 27 Jul 2012)
    • CF28 Systems and controls (7 Oct 2011 to 22 Nov 2011)
  • Lizzie Smith-Foreman

    IRN LXS00821

    • SMF18 Other Overall Responsibility (since 22 Jan 2026)
  • Louise Pengelly

    IRN LXP00146

    • [FCA CF] Significant management (18 Jan 2021 to 31 Dec 2024)
  • Lucy Jane Pateman

    IRN LJP01065

    • CF17 Significant Mgt (Other Business Operations) (21 Jun 2005 to 30 May 2006)
  • Luke Lawrence

    IRN LXL00212

    • [FCA CF] Significant management (1 Dec 2022 to 31 Dec 2024)
  • Mark Andrew Davies

    IRN MAD01117

    • CF1 Director (23 Nov 2006 to 27 Jun 2008)
  • Mark Stephen Mugge

    IRN MSM01131

    • CF1 Director (AR) (28 Apr 2016 to 14 Mar 2018)
    • CF1 Director (13 Jul 2015 to 14 Mar 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.