Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam John Cockburn

    IRN AJC01378

    • SMF4 Chief Risk (2 Apr 2020 to 31 Jul 2020)
    • SMF16 Compliance Oversight (2 Apr 2020 to 31 Jul 2020)
  • Adrian Herbert

    IRN AXH20680

    • SMF5 Head of Internal Audit (27 Jan 2020 to 26 Jun 2024)
  • Adrian Peter Brown

    IRN APB00017

    • CF29 Significant management (5 Feb 2016 to 17 May 2019)
  • Alastair David Lyons

    IRN ADL01047

    • CF2 Non Executive Director (8 Apr 2011 to 29 Jun 2015)
  • Alex Douglas Alway

    IRN ADA00002

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (8 Apr 2019 to 8 Dec 2019)
  • Alison Jane Monsey

    IRN AXM25646

    • SMF18 Other Overall Responsibility (12 Apr 2022 to 18 Sep 2024)
    • [FCA CF] Significant management (22 Nov 2021 to 18 Sep 2024)
  • Ally Wu

    IRN AXW01093

    • [FCA CF] Significant management (since 5 Dec 2025)
  • Amanda Elizabeth Fox

    IRN AEF01046

    • CF29 Significant management (20 Oct 2015 to 23 Mar 2018)
  • Andrew Beal

    IRN AXB01256

    • [FCA CF] Significant management (since 5 Dec 2025)
  • Andrew Charles Homer

    IRN ACH01049

    • CF2 Non Executive Director (23 Nov 2006 to 2 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Daniel Judd (no longer appointed)

    FRN 439038 · Appointed 9 Sep 2005 · Until 20 Apr 2007

  • Ronald C. F. Smith (no longer appointed)

    FRN 439056 · Appointed 9 Sep 2005 · Until 1 Oct 2009

  • Nigel Gittings (no longer appointed)

    FRN 429546 · Appointed 9 Sep 2005 · Until 10 Apr 2007

  • Nicholas Hudson (no longer appointed)

    FRN 429479 · Appointed 9 Sep 2005 · Until 2 Nov 2006

  • Keith Clarke Financial Services (no longer appointed)

    FRN 429481 · Appointed 9 Sep 2005 · Until 10 Apr 2007

  • Lee Glevan (no longer appointed)

    FRN 429542 · Appointed 9 Sep 2005 · Until 2 Nov 2006

  • A Property Now Limited (no longer appointed)

    FRN 439039 · Appointed 9 Sep 2005 · Until 11 Sep 2007

  • Greg Smith (no longer appointed)

    FRN 429543 · Appointed 9 Sep 2005 · Until 19 Jun 2007

  • Leonard Nyamutsamba (no longer appointed)

    FRN 439059 · Appointed 9 Sep 2005 · Until 3 Apr 2007

  • Gordon Gibb (no longer appointed)

    FRN 429548 · Appointed 9 Sep 2005 · Until 4 Jan 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.