Payden & Rygel Global Limited

• Principal Place of Business

  Payden & Rygel Global Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402076213000

  Web

  https://www.payden.com

• Complaints Contact

  Payden & Rygel Global Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402076213000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Damien Joseph Buhagiar

  IRN DXB01074

  • [FCA CF] Client dealing (since 29 Nov 2024)
• David Ballantine

  IRN DXB22041

  • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2022)
  • CF1 Director (15 Nov 2019 to 8 Dec 2019)
• David Masters

  IRN DXM00248

  • [FCA CF] Material risk taker (since 17 Aug 2020)
  • [FCA CF] Client dealing (since 17 Aug 2020)
• Denisse Sabado

  IRN DXV00023

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Dennis Kwist

  IRN DXK01099

  • [FCA CF] Material risk taker (since 31 May 2024)
  • [FCA CF] Client dealing (since 27 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2024 to 31 May 2024)
• Diana Sparks

  IRN DXS00901

  • [FCA CF] Client dealing (since 11 Sep 2023)
• Diane Claire Wilkinson

  IRN DCW01117

  • SMF16 Compliance Oversight (since 3 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Sep 2020)
  • SMF3 Executive Director (21 Jan 2022 to 14 Mar 2023)
• Diane Williams

  IRN DXW22042

  • SMF3 Executive Director (17 Dec 2019 to 21 Jan 2022)
• Eduardo Illitsch

  IRN EXI01091

  • CF30 Customer (10 Oct 2017 to 31 Jan 2018)
• Elena Magnaghi

  IRN EXM00075

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Dec 2022)

No changes recorded yet.