Dennis Kwist

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Payden & Rygel Global Limited
FRN 190267
- [FCA CF] Material risk taker (since 31 May 2024)
- [FCA CF] Client dealing (since 27 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 Feb 2024 to 31 May 2024)
Wellington Management International Limited (no longer approved here)
FRN 208573
- [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2023)
- CF30 Customer (28 Jan 2008 to 8 Dec 2019)
Blackfriars Asset Management Limited (no longer approved here)
FRN 180892
- CF27 Investment Management (1 Dec 2001 to 14 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.