Paxiot Limited

• Principal Place of Business

  6 Kinghorn Street

  London

  City Of London

  EC1A 7HW

  UNITED KINGDOM

  Phone

  +4402081592500

  Web

  https://www.paxiot.co.uk

• Complaints Contact

  6 Kinghorn Street

  London

  City Of London

  EC1A 7HW

  UNITED KINGDOM

  Phone

  +4402081592500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Adam Dylan Lawrence

  IRN ADL01089

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Apr 2014 to 8 Dec 2019)
• Arthur John Glencross

  IRN AJG01143

  • CF2 Non Executive Director (29 Mar 2016 to 22 Jul 2016)
• Charlotte Louise Surridge

  IRN CXS00446

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• Christopher Mark Spencer

  IRN CXS00837

  • SMF16 Compliance Oversight (since 16 Apr 2024)
  • SMF3 Executive Director (since 16 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2024)
• Christopher Spencer

  IRN CXS00445

  • [FCA CF] Significant management (1 Jul 2021 to 3 Jun 2024)
• Claire Pidancet

  IRN CXP01836

  • CF3 Chief Executive (29 Dec 2015 to 31 Mar 2018)
  • CF1 Director (29 Dec 2015 to 31 Mar 2018)
  • CF30 Customer (29 Dec 2015 to 31 Mar 2018)
• Edmund Willoughby George Halliday

  IRN EXH00161

  • Director of firm who is not a certification employee or a SMF manager (4 Jun 2024 to 30 Jan 2025)
  • [FCA CF] Significant management (1 Jul 2021 to 4 Jun 2024)
• Elizabeth Alison Blears

  IRN EAB01073

  • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2021)
  • CF1 Director (2 Apr 2014 to 8 Dec 2019)
• Francis Matthew Daly

  IRN FMD01038

  • SMF1 Chief Executive (since 17 Apr 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Apr 2014 to 8 Dec 2019)
• Oliver Blears

  IRN OXB00076

  • SMF3 Executive Director (since 17 Apr 2025)
  • SMF1 Chief Executive (since 17 Apr 2025)
  • [FCA CF] Significant management (since 18 Jan 2021)

No changes recorded yet.