Paxiot Limited

Date authorised
2 April 2014
Companies House
07455644
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Kinghorn Street
    London
    City Of London
    EC1A 7HW
    UNITED KINGDOM
    Phone
    +4402081592500
    Web
    https://www.paxiot.co.uk

  • Complaints Contact

    6 Kinghorn Street
    London
    City Of London
    EC1A 7HW
    UNITED KINGDOM
    Phone
    +4402081592500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter David English

    IRN PDE01011

    • CF2 Non Executive Director (4 Jan 2016 to 8 Dec 2019)
  • Richard James Hadler

    IRN RXH00824

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Roger William Blears

    IRN RWB01091

    • SMF9 Chair of the Governing Body (since 17 Apr 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Apr 2025)
    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
    • CF28 Systems and controls (2 Apr 2014 to 8 Dec 2019)
    • CF3 Chief Executive (2 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2014 to 30 Sep 2014)
    • CF1 Director (2 Apr 2014 to 8 Dec 2019)
    • CF29 Significant management (2 Apr 2014 to 8 Dec 2019)
  • Stuart Johnston Mackenzie

    IRN SJM01567

    • CF1 Director (2 Apr 2014 to 10 Nov 2014)
  • Terence Swainbank

    IRN TXS01097

    • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2022)
    • CF1 Director (29 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
  • Valerie Elizabeth Whalley

    IRN VEW01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Apr 2024)
    • CF10 Compliance Oversight (29 Sep 2014 to 8 Dec 2019)
    • CF1 Director (2 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.