Date authorised
12 August 2013
Companies House
06035691
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean-Francois Willame

    IRN JXW00809

    • [FCA CF] Client dealing (since 1 Nov 2022)
    • [FCA CF] Manager of certification employee (since 1 Nov 2022)
  • Jennifer Marie Bearsby

    IRN JMB01533

    • SMF16 Compliance Oversight (since 30 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2022 to 5 Apr 2024)
    • CF11 Money Laundering Reporting (19 Aug 2016 to 8 Dec 2019)
  • Joanna Burke

    IRN JXB04199

    • [FCA CF] Client dealing (since 21 Oct 2025)
  • Jose Manuel Martinez Artiles

    IRN JXM00784

    • [FCA CF] Client dealing (since 1 Sep 2020)
  • Justin Webb

    IRN JXW00494

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Kenneth Ayebatonye Bala-Johnnie

    IRN KXB00607

    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2024 to 6 Jun 2025)
  • Lukas FOLTAN

    IRN LXF74075

    • [FCA CF] Client dealing (since 1 May 2023)
  • Mads Rude

    IRN MXR01105

    • [FCA CF] Manager of certification employee (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 15 Dec 2025)
  • Marko Multas

    IRN MXM04706

    • [FCA CF] Client dealing (since 21 Oct 2025)
    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
  • Matteo Andreoletti

    IRN MXA01744

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Feb 2023)
    • CF30 Customer (18 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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