Date authorised
12 August 2013
Companies House
06035691
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Donald McAllister

    IRN CDM01099

    • CF1 Director (12 Aug 2013 to 10 Oct 2014)
    • CF30 Customer (12 Aug 2013 to 28 Jun 2016)
  • Damian Philip Stanley

    IRN DPS01124

    • CF2 Non Executive Director (12 Aug 2013 to 20 Apr 2015)
  • David Christopher Chessell

    IRN DCC01135

    • CF2 Non Executive Director (12 Aug 2013 to 5 Nov 2013)
  • Emily Margaret Finnegan

    IRN EXF00048

    • [FCA CF] Client dealing (since 31 Aug 2024)
  • Fredrik Juan Souza Santos Naesse

    IRN FJS01058

    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Gary Nigel Withers

    IRN GNW01012

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (22 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 20 Dec 2017)
    • CF3 Chief Executive (1 Aug 2016 to 20 Dec 2017)
    • CF1 Director (20 Oct 2014 to 20 Dec 2017)
    • CF30 Customer (20 Oct 2014 to 20 Dec 2017)
  • George Gavin Mullett

    IRN GGM01040

    • CF30 Customer (21 Jul 2014 to 18 Dec 2014)
  • Graham John Matthews

    IRN GJM01211

    • SMF9 Chair of the Governing Body (since 30 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Feb 2023)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
    • CF1 Director (12 Aug 2013 to 8 Dec 2019)
  • James Mitchell Muir

    IRN JMM01176

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2022)
  • James Munce

    IRN JXM02759

    • CF2 Non Executive Director (20 Nov 2018 to 21 Jun 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.