Patria Private Equity (Europe) Limited

• Principal Place of Business

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

  Web

  https://www.patria.com/global-private-market-solutions/

• Complaints Contact

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shelley Morrison

  IRN SXM00518

  • [FCA CF] Material risk taker (11 Dec 2021 to 31 Dec 2022)
  • [FCA CF] Client dealing (30 Mar 2020 to 26 Apr 2024)
• Simon Bailey

  IRN SXB00849

  • [FCA CF] Significant management (11 Feb 2022 to 6 Dec 2022)
• Simon Butlin

  IRN SXB77387

  • [FCA CF] Significant management (30 Mar 2020 to 30 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
• Sophie Underwood

  IRN SXU00002

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 17 Jul 2023)
• Stephanie Jane Bruce

  IRN SJB01716

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 10 May 2023)
• Stephen Wallace

  IRN SXW00109

  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
• Stephen Whitehead

  IRN SXW77558

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
• Steven Gordon

  IRN SXG84031

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
• Steven Whalley

  IRN SXW19157

  • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2020)
  • [FCA CF] Significant management (30 Mar 2020 to 31 Dec 2020)
  • [FCA CF] Manager of certification employee (30 Mar 2020 to 31 Dec 2020)
• Steven William David Latto

  IRN SWL01061

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)

No changes recorded yet.