Patria Private Equity (Europe) Limited

• Principal Place of Business

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

  Web

  https://www.patria.com/global-private-market-solutions/

• Complaints Contact

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rennie Fraser McConnochie

  IRN RFM01025

  • [FCA CF] Significant management (10 Sep 2021 to 22 May 2023)
• Richard James Chapman

  IRN RJC01318

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jul 2020)
  • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
• Richard Rae

  IRN RXR00057

  • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)
• Robert Henry Cast

  IRN RHC01014

  • [FCA CF] Significant management (28 Jan 2022 to 17 Jan 2024)
• Robert John McKillop

  IRN RJM01171

  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
  • CF1 Director (28 Mar 2017 to 8 Dec 2019)
• Roderick Louis Paris

  IRN RLP01037

  • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Sep 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Sep 2021)
  • CF1 Director (13 Dec 2016 to 8 Dec 2019)
• Roger Jonathan Pim

  IRN RJP01183

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
• Rosemary Boyd Thomson

  IRN RBT01034

  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2020 to 31 Mar 2021)
• Runa Begum

  IRN RXB15324

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Aug 2022)
  • CF11 Money Laundering Reporting (2 Aug 2019 to 8 Dec 2019)
• Rushad Abadan

  IRN RXA77290

  • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)

No changes recorded yet.