Park Vale Capital Limited

Date authorised
1 April 2013
Companies House
08209203
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 Sloane Avenue Ltd
    50 Sloane Avenue
    London
    Kensington And Chelsea
    SW3 3DD
    UNITED KINGDOM
    Phone
    +4407778604804
    Web
    https://www.park-vale.com

  • Complaints Contact

    50 Sloane Avenue Ltd
    50 Sloane Avenue
    London
    Kensington And Chelsea
    SW3 3DD
    UNITED KINGDOM
    Phone
    +442039540561

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Rotheram Cecil

    IRN MRC01078

    • CF30 Customer (9 Jul 2015 to 8 Dec 2019)
  • Michael Charles Georges De Mollerat Du Jeu

    IRN MCD01051

    • CF30 Customer (6 Dec 2012 to 6 Jan 2015)
  • Miguel Jose Rocha Castro Corte-Real

    IRN MXC01492

    • CF30 Customer (1 Apr 2017 to 5 May 2017)
  • Morag Law

    IRN MXL01370

    • CF30 Customer (6 Dec 2012 to 15 Jun 2015)
  • Morana Jovan-Embiricos

    IRN MXJ01220

    • [FCA CF] Client dealing (since 5 Dec 2024)
    • CF30 Customer (6 Dec 2012 to 24 Feb 2014)
  • Nathan Townsend

    IRN NXT01275

    • CF30 Customer (12 May 2014 to 2 Jun 2014)
  • Robert Austin Guest

    IRN RAG01047

    • [FCA CF] Client dealing (since 26 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2012 to 8 Dec 2019)
    • CF1 Director (6 Dec 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2012 to 8 Dec 2019)
  • Robert Taylor

    IRN RXT01580

    • CF30 Customer (15 Jan 2016 to 30 May 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.