Pareto Securities Limited

• Principal Place of Business

  Pareto Securities Ltd

  11 Berkeley Street

  London

  Westminster

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402077864370

  Web

  https://www.paretosec.com

• Complaints Contact

  Pareto Securities Ltd

  11 Berkeley Street

  London

  Westminster

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402077864374

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matilda Makitalo

  IRN MXM04272

  • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
• Matthew William Greene

  IRN MWG01046

  • CF30 Customer (29 Jul 2014 to 7 Apr 2015)
• Natasha Helen Liddell

  IRN NHL01014

  • CF30 Customer (4 Apr 2011 to 19 Aug 2011)
• Nils Anton Martinsson

  IRN NXM00614

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Nils Benske

  IRN NXB00491

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Nils Kristoffer Gram

  IRN NKG00014

  • CF2 Non Executive Director (1 Jan 2014 to 23 Mar 2016)
• Ole Henrik Bjoerge

  IRN OHB01009

  • CF2 Non Executive Director (19 Dec 2013 to 11 Sep 2019)
• PETTER SAGFOSSEN

  IRN PXS23417

  • SMF3 Executive Director (since 3 Feb 2020)
• Peter Gullestrup

  IRN PXG01775

  • CF30 Customer (3 Oct 2017 to 30 Nov 2018)
• Philip Mark Hare

  IRN PMH01150

  • CF30 Customer (20 Aug 2014 to 1 Sep 2015)

No changes recorded yet.