Paragon Independent Limited

• Principal Place of Business

  First Floor, Bowden House

  Luckyn Lane

  Basildon

  Essex

  SS14 3AX

  UNITED KINGDOM

  Phone

  +4401268284050

  Web

  https://www.paragon-ifa.co.uk

• Complaints Contact

  First Floor, Bowden House

  Luckyn Lane

  Basildon

  Essex

  SS14 3AX

  UNITED KINGDOM

  Phone

  +4401268284050

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Graham Michael Avison

  IRN GMA00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 18 Mar 2025)
  • CF1 Director (AR) (since 18 Mar 2025)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2008 to 8 Dec 2019)
• John Little

  IRN JXL00089

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF1 Director (3 Jan 2006 to 20 Nov 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Keith Philip McCann

  IRN KPM00016

  • CF21 Investment Adviser (3 Jan 2006 to 3 Jan 2006)
• Leonard Albert Eaton

  IRN LAE01020

  • CF30 Customer (1 Nov 2007 to 26 Mar 2008)
  • CF22 Investment Adviser (Trainee) (13 Sep 2006 to 31 Oct 2007)
• Louise Elizabeth Gray

  IRN LEG01012

  • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 25 Jun 2007)
• Mark Underdown

  IRN MKU01004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Feb 2009 to 23 Dec 2010)
• Michael Leslie Atkinson

  IRN MLA01038

  • CF30 Customer (23 Feb 2009 to 16 Apr 2010)
• Nicholas Karel Gray

  IRN NKG00002

  • CF30 Customer (1 Nov 2007 to 13 Sep 2012)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Pauline Caroline Breathwick

  IRN PCS00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 28 Mar 2025)
  • CF1 Director (AR) (since 28 Mar 2025)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
• Peter John Lovett

  IRN PJL00042

  • CF30 Customer (1 Nov 2007 to 17 May 2018)
  • CF1 Director (3 Jan 2006 to 17 May 2018)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)

• Graham Avison Independent Financial Advisers Limited

  FRN 648443 · Appointed 1 Oct 2014

• PAULINE BREATHWICK FINANCIAL PLANNING CONSULTANT LTD

  FRN 648442 · Appointed 1 Oct 2014

• S.D.Pam Financial Advisers Ltd (no longer appointed)

  FRN 474709 · Appointed 2 Nov 2007 · Until 23 Dec 2019

No changes recorded yet.