Paradigm Norton Financial Planning Ltd

• Principal Place of Business

  Paradigm House

  Macrae Road

  Ham Green

  Bristol

  Avon

  BS20 0DD

  UNITED KINGDOM

  Phone

  +4401275370670

  Web

  https://www.paradigmnorton.co.uk

• Complaints Contact

  Paradigm House

  Macrae Road

  Ham Green

  Bristol

  Avon

  BS20 0DD

  UNITED KINGDOM

  Phone

  +4402030393576

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Meredith

  IRN MXM04304

  • CF30 Customer (15 Dec 2017 to 24 Sep 2018)
• Paul Christian Hardinges

  IRN PCH00028

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (11 May 2023 to 5 May 2025)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (9 Sep 2011 to 27 Aug 2021)
• Paul John Cardinal

  IRN PJC01226

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
• Peter Geoffrey Osborne

  IRN PGO00001

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
• Philippa Hann

  IRN PXH02151

  • [FCA CF] Manager of certification employee (since 5 May 2025)
  • SMF1 Chief Executive (since 1 Apr 2025)
  • SMF3 Executive Director (since 1 Apr 2025)
  • Responsible for Insurance Distribution (since 27 Mar 2025)
  • Director of firm who is not a certification employee or a SMF manager (20 Apr 2023 to 31 Mar 2025)
• Rachel Anne Birch

  IRN RAJ01082

  • CF11 Money Laundering Reporting (11 May 2011 to 31 Jan 2014)
  • CF21 Investment Adviser (1 Sep 2006 to 15 Sep 2006)
• Richard Anthony Gray

  IRN RAG00028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
• Richard John Child

  IRN RJC00100

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
  • CF1 Director (22 Sep 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Mar 2018)
  • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
• Robert Dick

  IRN RXD00352

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Oct 2022)
  • [FCA CF] Client dealing (since 10 Oct 2022)
• Rohan Patel

  IRN RXP01574

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)

• Wollen Michelmore Financial Planning Ltd

  FRN 400890 · Appointed 17 Sep 2010

• Direction Financial Planning LLP (no longer appointed)

  FRN 602039 · Appointed 31 May 2013 · Until 10 Oct 2013

No changes recorded yet.