Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (11 May 2023 to 5 May 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (9 Sep 2011 to 27 Aug 2021)
  • Wollen Michelmore Financial Planning Ltd (no longer approved here)

    FRN 400890

    • Employed By (26 Oct 2011 to 27 Aug 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF21 Investment Adviser (23 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 23 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.