Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paradigm Norton Financial Planning Ltd
FRN 455083
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (11 May 2023 to 5 May 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
- CF30 Customer (9 Sep 2011 to 27 Aug 2021)
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- Employed By (26 Oct 2011 to 27 Aug 2021)
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- CF30 Customer (1 Nov 2007 to 25 Jun 2010)
- CF21 Investment Adviser (23 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 23 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.