Pantheon Ventures (UK) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Pantheon Ventures UK LLP10 Finsbury SquareLondonIslingtonEC2A 1AFUNITED KINGDOM- Phone
- +4402033561800
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Complaints Contact
Pantheon Ventures UK LLP10 Finsbury SquareLondonIslingtonEC2A 1AFUNITED KINGDOM- Phone
- +442033561678
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rhoderick Martin Swire
IRN RMS01124
- CF30 Customer (30 Jun 2010 to 8 Dec 2019)
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Richard Jorgen Sem
IRN RJS01218
- [FCA CF] Client dealing (since 16 Mar 2021)
- [FCA CF] Material risk taker (since 16 Mar 2021)
- [FCA CF] Manager of certification employee (since 16 Mar 2021)
- CF30 Customer (4 Oct 2017 to 8 Dec 2019)
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Richard Keenan
IRN RXK01637
- CF30 Customer (12 Jun 2013 to 10 Aug 2015)
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Robert David Wright
IRN RDW01058
- CF30 Customer (30 Jun 2010 to 5 Jan 2016)
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Robert Henry Charles Amis
IRN RHA01010
- CF4 Partner (9 Nov 2012 to 25 May 2016)
- CF30 Customer (9 Jun 2011 to 11 Jan 2017)
- CF28 Systems and controls (27 May 2011 to 2 Jan 2014)
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Roberto Enrique Ciaschi
IRN RXC00290
- [FCA CF] Client dealing (16 Mar 2021 to 14 Mar 2025)
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Robin John Bailey
IRN RJB01463
- [FCA CF] Material risk taker (16 Mar 2021 to 30 Jun 2025)
- [FCA CF] Significant management (16 Mar 2021 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (16 Mar 2021 to 30 Jun 2025)
- SMF27 Partner (20 Feb 2020 to 1 Jul 2025)
- CF28 Systems and controls (7 Jan 2015 to 8 Dec 2019)
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Roderick Ian Andrew Crawford
IRN RXC00470
- [FCA CF] Client dealing (since 3 Feb 2022)
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Roman Braslavsky
IRN RXB00495
- [FCA CF] Client dealing (8 Jul 2021 to 31 Dec 2025)
- [FCA CF] Significant management (8 Jul 2021 to 31 Dec 2025)
- [FCA CF] Material risk taker (8 Jul 2021 to 31 Dec 2025)
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Rudy Emilio Scarpa
IRN RES01128
- [FCA CF] Client dealing (since 16 Mar 2021)
- [FCA CF] Manager of certification employee (since 16 Mar 2021)
- [FCA CF] Material risk taker (since 16 Mar 2021)
- [FCA CF] Significant management (since 16 Mar 2021)
- CF30 Customer (26 Jan 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pantheon Ventures (Ireland) DAC
FRN 943340 · Appointed 20 Jan 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.