Pantheon Ventures (UK) LLP

• Principal Place of Business

  Pantheon Ventures UK LLP

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402033561800

  Web

  https://www.pantheon.com

• Complaints Contact

  Pantheon Ventures UK LLP

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +442033561678

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jodie Victoria Pye

  IRN JXP00763

  • [FCA CF] Significant management (since 1 Feb 2023)
• John Eggleston

  IRN JXE01389

  • [FCA CF] Significant management (16 Mar 2021 to 10 May 2024)
  • [FCA CF] Manager of certification employee (16 Mar 2021 to 10 May 2024)
• John Jay Pierrepont

  IRN JJP01057

  • CF30 Customer (30 Jun 2010 to 19 Jul 2011)
• John Llewellyn Morgan

  IRN JLM01174

  • [FCA CF] Manager of certification employee (since 16 Mar 2021)
  • [FCA CF] Material risk taker (since 16 Mar 2021)
  • [FCA CF] Significant management (since 16 Mar 2021)
  • SMF27 Partner (since 13 Mar 2020)
  • CF28 Systems and controls (21 Nov 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Jun 2010 to 2 Sep 2010)
  • CF10 Compliance Oversight (30 Jun 2010 to 2 Sep 2010)
• Justin Brandt-Sarif

  IRN JXB04080

  • [FCA CF] Client dealing (since 15 Jul 2025)
• Justin Craig Mallis

  IRN JCM01300

  • [FCA CF] Client dealing (31 Aug 2021 to 30 Jan 2026)
  • [FCA CF] Manager of certification employee (31 Aug 2021 to 30 Jan 2026)
• Kate Louise Stewart

  IRN KXB00241

  • [FCA CF] Client dealing (since 29 Mar 2021)
• Kathryn Leaf

  IRN KXL01513

  • SMF1 Chief Executive (since 1 Jan 2025)
  • SMF27 Partner (since 25 Sep 2021)
  • [FCA CF] Significant management (since 16 Mar 2021)
  • [FCA CF] Client dealing (since 16 Mar 2021)
  • [FCA CF] Manager of certification employee (since 16 Mar 2021)
  • [FCA CF] Material risk taker (since 16 Mar 2021)
  • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
• Kevin Karl Albert

  IRN KKA01008

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2019)
  • CF30 Customer (15 Oct 2010 to 8 Dec 2019)
  • CF4 Partner (30 Sep 2010 to 8 Dec 2019)
• Kevin Michael Dunwoodie

  IRN KXD00140

  • [FCA CF] Client dealing (since 16 Mar 2021)

• Pantheon Ventures (Ireland) DAC

  FRN 943340 · Appointed 20 Jan 2021

No changes recorded yet.