Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pantheon Ventures (UK) LLP
FRN 520240
- [FCA CF] Manager of certification employee (since 16 Mar 2021)
- [FCA CF] Significant management (since 16 Mar 2021)
- [FCA CF] Material risk taker (since 16 Mar 2021)
- SMF27 Partner (since 13 Mar 2020)
- CF28 Systems and controls (21 Nov 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Jun 2010 to 2 Sep 2010)
- CF11 Money Laundering Reporting (30 Jun 2010 to 2 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.