Date authorised
1 April 2013
Companies House
02418817
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Paul Lambert

    IRN GXL34426

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Gregory Fleming

    IRN GXF01236

    • SMF24 Chief Operations (29 Jul 2019 to 31 Jul 2021)
  • Hugh Capel Wodehouse

    IRN HCW01019

    • CF1 Director (AR) (14 Jun 2005 to 31 Dec 2006)
  • Ian Edward McKelvey

    IRN IEM01010

    • CF2 Non Executive Director (28 Mar 2012 to 18 Jul 2013)
  • Ian Richard Jarrett

    IRN IRJ01009

    • CF1 Director (AR) (18 Jan 2005 to 31 Jan 2012)
  • Ian Stephen Gill

    IRN ISG01032

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Nov 2024)
    • CF2 Non Executive Director (23 Feb 2015 to 6 Mar 2016)
  • Jandan Meriem Cooper

    IRN JXC03421

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
  • Jeremy Bankes Pennant

    IRN JBP01027

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 28 Mar 2023)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • John Francis Sidney Milsom

    IRN JFM01121

    • CF2 Non Executive Director (8 May 2012 to 30 Jul 2012)
  • John Gerard Leeming

    IRN JGL01066

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF2 Non Executive Director (28 Apr 2004 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.