Date authorised
1 April 2013
Companies House
02418817
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Lee Hiskett

    IRN JXH09991

    • SMF24 Chief Operations (20 Dec 2023 to 21 May 2025)
  • John William Graham Jappy

    IRN JWJ01020

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 2 May 2024)
    • CF2 Non Executive Director (23 Apr 2007 to 6 Mar 2016)
  • Jonathan Kristian Pennington

    IRN JXP01089

    • SMF24 Chief Operations (since 20 May 2025)
  • Julius Edward Benedick Stobbs

    IRN JXS00918

    • Director of firm who is not a certification employee or a SMF manager (since 30 Mar 2021)
  • Keith Graeme Young

    IRN KGY00005

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF2 Non Executive Director (19 Jan 2015 to 6 Mar 2016)
  • Keith Leonard Hodkinson

    IRN KLH01068

    • CF2 Non Executive Director (18 Apr 2011 to 6 Mar 2016)
  • Kevin Whalley

    IRN KXW00065

    • CF2 Non Executive Director (12 May 2004 to 28 Jun 2011)
  • Linda Jane Harland

    IRN LJH01105

    • CF2 Non Executive Director (4 May 2005 to 28 Jun 2011)
  • Lisa Gibbard

    IRN LXG84100

    • SMF24 Chief Operations (15 Nov 2021 to 29 Aug 2023)
  • Lloyd Hoarton

    IRN LXH34423

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.