Pallinghurst Advisors LLP

• Principal Place of Business

  11-12 Pall Mall

  London

  Westminster

  SW1Y 5LU

  UNITED KINGDOM

  Phone

  +4402075183399

  Web

  https://www.pallinghurst.com

• Complaints Contact

  11-12 Pall Mall

  London

  SW1Y 5LU

  UNITED KINGDOM

  Phone

  +4402075183399

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Sinclair Murchison

  IRN ESM01025

  • CF30 Customer (3 Oct 2011 to 31 Aug 2012)
• Finn Stuart Behnken

  IRN FSB01009

  • CF30 Customer (17 Dec 2008 to 18 Aug 2011)
• Francois Roux

  IRN FXR01165

  • CF30 Customer (16 Jul 2010 to 17 Dec 2010)
• Galit Fluxman

  IRN GXF01335

  • CF30 Customer (4 Apr 2012 to 6 Jun 2012)
• IAN JOHN WILLIAM HOWARD

  IRN IJH01069

  • CF30 Customer (11 Oct 2011 to 12 Dec 2014)
• Janice Rambaly

  IRN JXR01815

  • CF30 Customer (8 Feb 2010 to 12 Apr 2010)
• Jiten Mashru

  IRN JXM03625

  • CF30 Customer (2 Oct 2015 to 13 May 2016)
• Joseph Gwyn Adams

  IRN JGA01042

  • CF30 Customer (30 Jul 2010 to 22 Oct 2010)
• Julien Emmanuel Naginski

  IRN JEN01035

  • CF4 Partner (3 Jun 2013 to 1 Oct 2015)
  • CF30 Customer (7 Jun 2010 to 1 Oct 2015)
• MARK JAMES LAWRIE

  IRN MJL01324

  • CF30 Customer (9 Feb 2011 to 4 Dec 2017)

No changes recorded yet.