Date authorised
1 April 2013
Companies House
SL003431
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Palamon Capital Partners
    60 Charlotte Street
    London
    Camden
    W1T 2NU
    UNITED KINGDOM
    Phone
    +4402077662000
  • Complaints Contact

    Palamon Capital Partners
    60 Charlotte Street
    London
    Camden
    W1T 2NU
    UNITED KINGDOM
    Phone
    +4402077662000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and an option on commodity futures)" and "rights to or interests in investments - contractually based investment," (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and an option on commodity futures)" and "rights to or interests in investments - contractually based investment," (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Olivia Eurwen Roberts

    IRN OER01004

    • CF30 Customer (7 Jul 2011 to 7 Jan 2014)
  • Owen Henry Wilson

    IRN OHW01003

    • CF30 Customer (1 Jan 2010 to 16 Jul 2013)
  • Pascal Jean-Noel Noth

    IRN PJN01063

    • CF30 Customer (12 Mar 2009 to 1 Sep 2017)
  • Paul Anthony Found

    IRN PAF01048

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 25 Jun 2003)
    • CF13 Finance (1 Dec 2001 to 25 Jun 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jun 2003)
  • Philippe Arbour

    IRN PXA01509

    • [FCA CF] Client dealing (22 Jun 2022 to 10 Oct 2022)
    • CF30 Customer (28 Nov 2014 to 8 Dec 2019)
  • Ricardo Norbrega e Silva Caupers

    IRN RNC01031

    • CF4 Partner (7 Jun 2018 to 8 Jul 2019)
    • CF30 Customer (21 Dec 2009 to 8 Jul 2019)
  • Ronald Edward Bell

    IRN REB01048

    • CF11 Money Laundering Reporting (22 Apr 2005 to 18 May 2007)
    • CF13 Finance (22 Apr 2005 to 18 May 2007)
    • CF27 Investment Management (22 Apr 2005 to 18 May 2007)
    • CF4 Partner (22 Apr 2005 to 18 May 2007)
  • Stefano Michele Bacci

    IRN SMB01135

    • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
    • CF27 Investment Management (30 May 2003 to 31 Oct 2007)
    • CF4 Partner (12 Feb 2002 to 2 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.