Philippe Arbour

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 26 Feb 2024)
- CF30 Customer (since 26 Feb 2024)
Tresmares Capital UK Limited
FRN 1010491
- Employed By (since 26 Feb 2024)
Palamon Capital Partners LP (no longer approved here)
FRN 188868
- [FCA CF] Client dealing (22 Jun 2022 to 10 Oct 2022)
- CF30 Customer (28 Nov 2014 to 8 Dec 2019)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (2 Apr 2013 to 14 Aug 2013)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (2 Apr 2013 to 14 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.