Date authorised
1 April 2013
Companies House
04876135
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 27
    8 Shepherd Market
    Mayfair
    London
    W1J 7JY
    UNITED KINGDOM
    Phone
    +447967392181
  • Complaints Contact

    Suite 27
    8 Shepherd Market
    Mayfair
    London
    W1J 7JY
    UNITED KINGDOM
    Phone
    +447967392181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelvin Wing-Wah Au

    IRN KWA01019

    • CF30 Customer (since 25 Apr 2024)
    • CF4 Partner (AR) (since 25 Apr 2024)
  • Louisa Jane Cilenti

    IRN LXC00479

    • CF30 Customer (3 Apr 2023 to 15 Jul 2024)
    • CF1 Director (AR) (3 Apr 2023 to 15 Jul 2024)
  • Maria Rotilu

    IRN MXR00807

    • CF1 Director (AR) (since 28 Nov 2023)
    • CF30 Customer (since 28 Nov 2023)
  • Mark Richard Woodhams

    IRN MRW01078

    • CF30 Customer (8 Jun 2020 to 21 Sep 2023)
    • CF1 Director (AR) (8 Jun 2020 to 21 Sep 2023)
  • Michael Burnett

    IRN MXB00911

    • CF1 Director (AR) (since 30 Jan 2026)
    • CF30 Customer (since 30 Jan 2026)
  • Paul William Rivers-Latham

    IRN PWR01032

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Oct 2005 to 31 Oct 2007)
  • Rajat Malhotra

    IRN RXM54468

    • CF4 Partner (AR) (since 3 Dec 2021)
    • CF30 Customer (since 3 Dec 2021)
  • Richard Barton Angus

    IRN RBA01010

    • CF1 Director (AR) (since 25 Jun 2025)
    • CF30 Customer (since 25 Jun 2025)
  • Richard John Andrew Van den Bergh

    IRN RJV01026

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Oct 2005 to 31 Oct 2007)
    • CF1 Director (13 Oct 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (13 Oct 2005 to 31 Oct 2007)
  • Richard Michael Young

    IRN RMY01007

    • CF1 Director (AR) (3 Dec 2021 to 16 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.