Date authorised
1 April 2013
Companies House
04057879
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    79 Chantry Road
    Disley
    Stockport
    Cheshire
    SK12 2BE
    UNITED KINGDOM
    Phone
    +4407718586865
  • Complaints Contact

    79 Chantry Road
    Disley
    Stockport
    Cheshire
    SK12 2BE
    UNITED KINGDOM
    Phone
    +4407718586865

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Hugo Astaire

    IRN NHA01003

    • CF1 Director (AR) (16 Feb 2010 to 12 Sep 2014)
    • CF30 Customer (16 Feb 2010 to 12 Sep 2014)
    • CF3 Chief Executive (AR) (16 Feb 2010 to 12 Sep 2014)
  • Philip James Curwen

    IRN PJC01377

    • CF1 Director (AR) (19 Feb 2019 to 31 Mar 2023)
    • CF30 Customer (14 Jan 2019 to 31 Mar 2023)
  • Philip Markham Chesterfield

    IRN PMC01157

    • CF2 Non Executive Director (AR) (8 Nov 2022 to 31 May 2023)
  • Richard Denis Rawlins

    IRN RDR01007

    • CF3 Chief Executive (AR) (12 Feb 2019 to 25 May 2021)
    • CF30 Customer (3 Dec 2018 to 25 May 2021)
    • CF1 Director (AR) (3 Dec 2018 to 25 May 2021)
  • Richard JOhn Nordgreen

    IRN RXN15257

    • CF1 Director (AR) (28 May 2019 to 31 Mar 2023)
    • CF30 Customer (28 May 2019 to 31 Mar 2023)
  • Rupert Francois Rohan

    IRN RXR00227

    • CF1 Director (AR) (8 Feb 2022 to 27 Jun 2022)
  • Saket Narula

    IRN SXN01344

    • CF30 Customer (20 Apr 2021 to 1 Oct 2021)
  • Stephan Klepp

    IRN SXK00422

    • CF30 Customer (17 Jan 2022 to 1 Nov 2022)
  • Susan Elizabeth Lawrence

    IRN SEL01048

    • CF30 Customer (26 Aug 2020 to 1 Oct 2021)
  • Swen Walter Lorenz

    IRN SXL00396

    • CF30 Customer (18 Jan 2022 to 31 May 2023)
    • CF1 Director (AR) (18 Jan 2022 to 31 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.