Oxford Asset Management LLP

• Principal Place of Business

  OxAM House

  6 George Street

  Oxford

  Oxfordshire

  OX1 2BW

  UNITED KINGDOM

  Phone

  +4401865248248

  Web

  https://www.oxam.com

• Complaints Contact

  OxAM House

  6 George Street

  Oxford

  Oxfordshire

  OX1 2BW

  UNITED KINGDOM

  Phone

  +4401865248248

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Robert Charleston

  IRN MRC01080

  • [FCA CF] Client dealing (since 1 Feb 2020)
• Paul Jefferies

  IRN PXJ01315

  • CF4 Partner (29 Jul 2010 to 30 Mar 2012)
  • CF30 Customer (29 Jul 2010 to 30 Mar 2012)
• Peter Machin Lake

  IRN PXL00300

  • SMF16 Compliance Oversight (since 2 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
  • SMF27 Partner (since 2 Apr 2024)
  • [FCA CF] Material risk taker (14 Mar 2023 to 23 Oct 2025)
  • [FCA CF] Significant management (14 Mar 2023 to 23 Oct 2025)
• Rajiv Dutta

  IRN RXD01478

  • CF30 Customer (1 Dec 2011 to 31 Jan 2013)
• Richard Heath

  IRN RJH01286

  • CF30 Customer (16 Dec 2017 to 31 Dec 2017)
• Richard Sean Blastland

  IRN RSB01177

  • SMF27 Partner (9 Dec 2019 to 3 Aug 2020)
  • CF4 Partner (13 Nov 2019 to 8 Dec 2019)
  • CF28 Systems and controls (1 Jan 2017 to 8 Dec 2019)
• Robert Pagliuca

  IRN RXP00257

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2022)
• Shen Li

  IRN SXL01886

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
• Stephen John Huyton

  IRN SJH01387

  • CF28 Systems and controls (1 Nov 2007 to 3 Jan 2017)
  • CF10 Compliance Oversight (4 May 2007 to 1 Jun 2017)
  • CF13 Finance (4 May 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (4 May 2007 to 1 Jun 2017)
• Stephen Neil Mobbs

  IRN SNM01027

  • CF30 Customer (1 Nov 2007 to 3 Sep 2019)
  • CF4 Partner (4 May 2007 to 18 Jun 2019)
  • CF27 Investment Management (4 May 2007 to 31 Oct 2007)

No changes recorded yet.