Date authorised
10 August 2016
Companies House
OC391406
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    86 Jermyn Street
    London
    SW1Y 6JD
    UNITED KINGDOM
    Phone
    +442035358800
  • Complaints Contact

    86 Jermyn Street
    London
    SW1Y 6JD
    UNITED KINGDOM
    Phone
    +442035358800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter James Day

    IRN PXD00169

    • [FCA CF] Client dealing (26 Mar 2021 to 31 Jul 2022)
  • Stewart Marshall Little

    IRN SML01056

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Significant management (since 24 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (10 Aug 2016 to 8 Dec 2019)
    • CF4 Partner (10 Aug 2016 to 8 Dec 2019)
  • THOMAS JEREMY BISHOP

    IRN TXB00183

    • [FCA CF] Client dealing (19 Mar 2021 to 21 Dec 2023)
    • [FCA CF] Significant management (19 Mar 2021 to 21 Dec 2023)
  • Thomas Aldridge Wilson Boardman

    IRN TAB01080

    • Responsible for Insurance Distribution (since 2 Aug 2022)
    • [FCA CF] Significant management (since 19 Mar 2021)
    • [FCA CF] Client dealing (since 19 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Mar 2019 to 8 Dec 2019)
  • Thomas Andrew Horncastle

    IRN TXH00171

    • [FCA CF] Client dealing (24 Mar 2021 to 31 Dec 2021)
  • Thomas Jeremy Bishop

    IRN TJB01094

    • SMF27 Partner (9 Dec 2019 to 20 Sep 2023)
    • CF4 Partner (10 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (10 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Aug 2016 to 18 Nov 2019)
  • Tim Faulder Bradshaw

    IRN TXB00193

    • [FCA CF] Client dealing (25 Mar 2021 to 27 Jan 2023)
  • Timothy John Smith

    IRN TXS03963

    • [FCA CF] Client dealing (since 1 Nov 2023)
  • William Martire de la Mare

    IRN WXM00183

    • [FCA CF] Client dealing (1 Jul 2023 to 5 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.