Thomas Aldridge Wilson Boardman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxenwood Real Estate LLP

    FRN 714416

    • Responsible for Insurance Distribution (since 2 Aug 2022)
    • [FCA CF] Significant management (since 19 Mar 2021)
    • [FCA CF] Client dealing (since 19 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Mar 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (5 Jul 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 16 Mar 2010)
    • CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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