OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carlo Junior Pecchioli

  IRN CJP01206

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (23 Apr 2015 to 8 Dec 2019)
• Chris Curtis

  IRN CXC01712

  • CF30 Customer (14 Nov 2011 to 4 Feb 2013)
• Christopher Robert Clark

  IRN CRC01063

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
• Christopher Ryan Dinges

  IRN CXD00110

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Christopher Sharp

  IRN CRS01073

  • CF30 Customer (16 Jan 2015 to 5 Mar 2018)
• Craig Mark Albon

  IRN CMA01020

  • CF30 Customer (18 Mar 2011 to 28 Feb 2013)
• DAVID AUINGER

  IRN DXA01488

  • [FCA CF] Client dealing (6 Apr 2020 to 5 Oct 2024)
• Daniel Matthew Patrick Stephens

  IRN DMS01122

  • CF30 Customer (18 Oct 2013 to 1 May 2014)
• Daniel Paull

  IRN DXP00353

  • [FCA CF] Client dealing (1 Nov 2021 to 5 Jan 2023)
• Daniel Sibson

  IRN DTS01041

  • [FCA CF] Client dealing (1 Oct 2024 to 31 Aug 2025)

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