OTALA.MARKETS LTD

• Principal Place of Business

  4th Floor

  One London wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442030970280

  Web

  https://www.otala.markets

• Complaints Contact

  4th Floor

  One London wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442030340058

• Financial Benchmarks

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giovanni PICCOLO

  IRN GXP74253

  • [FCA CF] Client dealing (25 May 2020 to 16 Feb 2024)
• Jacopo Tropia

  IRN JXT00466

  • [FCA CF] Client dealing (16 Jun 2022 to 28 Mar 2023)
• Ken Yengibaryan

  IRN KXY19326

  • SMF3 Executive Director (13 Jun 2024 to 30 Sep 2024)
  • SMF16 Compliance Oversight (22 May 2023 to 30 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 May 2023 to 30 Sep 2024)
• Lorenzo Calcagni

  IRN LXC00220

  • [FCA CF] Client dealing (since 5 Jan 2026)
  • SMF3 Executive Director (since 21 Mar 2025)
  • Director of firm who is not a certification employee or a SMF manager (15 Apr 2024 to 21 Mar 2025)
• Luca Brogna

  IRN LXB00516

  • [FCA CF] Client dealing (since 29 Nov 2022)
• Lucas Maigret

  IRN LXM00819

  • [FCA CF] Client dealing (since 16 Jun 2025)
• Marco Oprandi

  IRN MXO01731

  • [FCA CF] Material risk taker (1 Aug 2023 to 15 Apr 2024)
  • [FCA CF] Manager of certification employee (1 Aug 2023 to 15 Apr 2024)
  • SMF3 Executive Director (9 Dec 2020 to 15 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
  • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
• Marco Treffiletti

  IRN MXT01966

  • [FCA CF] Client dealing (28 Sep 2021 to 28 Oct 2022)
• Peter Francis Stevens

  IRN PFS01042

  • SMF9 Chair of the Governing Body (20 Apr 2022 to 31 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2022)
  • CF1 Director (3 May 2018 to 8 Dec 2019)
  • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
• Piero Di Paolo

  IRN PXD00338

  • [FCA CF] Client dealing (since 3 Apr 2023)

• Kuros Associates Ltd (no longer appointed)

  FRN 807392 · Appointed 25 Apr 2018 · Until 12 May 2021 · Tied agent

No changes recorded yet.