OTALA.MARKETS LTD

• Principal Place of Business

  4th Floor

  One London wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442030970280

  Web

  https://www.otala.markets

• Complaints Contact

  4th Floor

  One London wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442030340058

• Financial Benchmarks

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rajanbabu Sivanithy

  IRN RXS00915

  • SMF3 Executive Director (27 Sep 2023 to 16 Jul 2025)
• Roberto Infante

  IRN RXI00004

  • SMF3 Executive Director (9 Dec 2020 to 30 May 2023)
• Stefano Tana

  IRN SXT02031

  • SMF9 Chair of the Governing Body (13 Jun 2024 to 21 Jan 2025)
• Subrata Duari

  IRN SXD77099

  • [FCA CF] CASS oversight function (3 Nov 2021 to 10 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2020 to 10 Mar 2023)
  • SMF16 Compliance Oversight (30 Jul 2020 to 10 Mar 2023)
• Suzanne Bader

  IRN SXB28247

  • SMF16 Compliance Oversight (since 28 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2025)
• Tancredi Cordero di Montezemolo

  IRN TXC01651

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2021)
  • CF30 Customer (10 May 2018 to 23 Apr 2021)
  • CF1 Director (AR) (10 May 2018 to 23 Apr 2021)
• Terrence Sahathevan

  IRN TXS04207

  • Director of firm who is not a certification employee or a SMF manager (since 29 Jan 2026)
• Valentin Antoine Baer

  IRN VAB01050

  • CF30 Customer (8 Mar 2018 to 2 Oct 2019)
• Zhe Wang

  IRN ZXW01044

  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)

• Kuros Associates Ltd (no longer appointed)

  FRN 807392 · Appointed 25 Apr 2018 · Until 12 May 2021 · Tied agent

No changes recorded yet.