Date authorised
7 October 2015
Companies House
08650779
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +447570226170
  • Complaints Contact

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +447570226170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Ian Taylor

    IRN SIT01005

    • SMF1 Chief Executive (1 Nov 2022 to 17 Feb 2025)
    • SMF3 Executive Director (1 Nov 2022 to 17 Feb 2025)
    • Responsible for Insurance Distribution (1 Nov 2022 to 17 Feb 2025)
  • Steven James Folkard

    IRN SJF01259

    • SMF16 Compliance Oversight (since 1 Nov 2022)
  • Timothy Paul Smith

    IRN TXS03630

    • [FCA CF] Significant management (4 Apr 2023 to 24 Feb 2025)
  • Trevor Dunk

    IRN TXD01337

    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2022)
    • CF1 Director (7 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.