Date authorised
7 October 2015
Companies House
08650779
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +447570226170
  • Complaints Contact

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +447570226170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair John David Hardie

    IRN AJH01418

    • SMF3 Executive Director (6 Oct 2023 to 29 Oct 2024)
    • SMF9 Chair of the Governing Body (1 Nov 2022 to 6 Oct 2023)
  • Christopher Barry Davison

    IRN CXD00578

    • [FCA CF] Significant management (since 1 Sep 2024)
  • Dawn Annette Henderson

    IRN DAH01303

    • SMF1 Chief Executive (9 Dec 2019 to 2 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2022)
    • CF3 Chief Executive (10 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Nov 2022)
    • CF1 Director (7 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Oct 2015 to 30 Sep 2018)
  • Donna Barnes

    IRN DXB00942

    • [FCA CF] Significant management (16 Jan 2024 to 20 Dec 2024)
  • Edward George Fitzgerald Hannan

    IRN EXH07334

    • SMF3 Executive Director (since 31 Oct 2022)
  • Elizabeth Brophy

    IRN EXB00397

    • [FCA CF] Significant management (since 5 Jan 2024)
  • Graeme Lalley

    IRN GXL07745

    • SMF3 Executive Director (since 1 Nov 2022)
  • Jamie Stephen Lewis

    IRN JXL00306

    • SMF1 Chief Executive (since 14 Feb 2025)
    • Responsible for Insurance Distribution (since 14 Feb 2025)
    • SMF3 Executive Director (since 14 Feb 2025)
    • [FCA CF] Significant management (since 4 Apr 2023)
  • Michael Graham O'Connor

    IRN MGO00006

    • SMF9 Chair of the Governing Body (21 Jan 2020 to 13 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2022)
    • CF1 Director (7 Oct 2015 to 8 Dec 2019)
    • CF3 Chief Executive (7 Oct 2015 to 10 Oct 2019)
  • Robert Charles William Organ

    IRN RCO01017

    • SMF3 Executive Director (since 20 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.