Origen Financial Services Limited

Date authorised
1 April 2013
Companies House
03926629
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Origen Financial Services
    Ascent 4
    2 Gladiator Way
    Farnborough
    Hampshire
    GU14 6XN
    UNITED KINGDOM
    Phone
    +4403442093000
    Web
    https://www.origenfs.co.uk

  • Complaints Contact

    Origen Financial Services
    Ascent 4
    2 Gladiator Way
    Farnborough
    Hampshire
    GU14 6XN
    UNITED KINGDOM
    Phone
    +4403442093000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Mein

    IRN RJM00024

    • CF30 Customer (1 Jul 2013 to 24 Jul 2015)
  • Richard Matthew Searle

    IRN RMS01167

    • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
    • CF22 Investment Adviser (Trainee) (6 Jul 2007 to 31 Oct 2007)
  • Richard Neil Higham

    IRN RNH00010

    • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Apr 2005 to 2 Oct 2006)
  • Richard Perry

    IRN RJP01269

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • Richard Preston Ellis

    IRN RPE00002

    • CF16 Significant Mgt (Desgntd Investment Business) (28 May 2004 to 29 Jun 2004)
    • CF1 Director (1 Apr 2004 to 28 May 2004)
  • Richard Thomas Gibson

    IRN RTG00004

    • CF21 Investment Adviser (1 Mar 2005 to 30 Mar 2007)
  • Richard Wallis

    IRN RLW00002

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 18 Jun 2009)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • Robert Anthony Rackliffe

    IRN RAR00012

    • CF21 Investment Adviser (1 Mar 2005 to 2 Mar 2007)
    • CF24 Pension Transfer Specialist (1 Mar 2005 to 2 Mar 2007)
  • Robert David Wass

    IRN RDW00008

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • Robert Dimond

    IRN RXD00019

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.