Robert David Wass

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (17 Jul 2015 to 25 May 2018)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • The Legal Brokerage Limited (no longer approved here)

    FRN 179697

    • (9)Employed By (8 Aug 2001 to 17 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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