Origen Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
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Complaints Contact
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Graham Vass
IRN JXV01091
- CF30 Customer (1 Nov 2007 to 31 Mar 2013)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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John Gregory Montague Thornton
IRN JGT00001
- CF22 Investment Adviser (Trainee) (3 May 2002 to 3 May 2002)
- CF21 Investment Adviser (3 May 2002 to 2 Jul 2004)
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John Leslie Duckman
IRN JLD00007
- CF30 Customer (10 Aug 2016 to 17 May 2017)
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John Longueville Ekin Sandford
IRN JLS00007
- CF30 Customer (1 Nov 2007 to 28 Aug 2008)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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John Louis Eynon
IRN JLE00002
- CF30 Customer (1 Nov 2007 to 11 Jul 2012)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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John Mark Laidlaw
IRN JML01066
- CF1 Director (27 Jun 2008 to 21 Jun 2010)
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John McVean
IRN JXM00417
- CF30 Customer (14 Aug 2008 to 15 Oct 2009)
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John Paul Evening
IRN JPE00001
- CF30 Customer (1 Nov 2007 to 5 Nov 2014)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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John Paul Robert Storey
IRN JXS00318
- CF30 Customer (1 Nov 2007 to 30 Jan 2013)
- CF22 Investment Adviser (Trainee) (22 Aug 2007 to 31 Oct 2007)
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John Steven Blunt
IRN JSB00001
- CF30 Customer (1 Nov 2007 to 20 Aug 2012)
- CF24 Pension Transfer Specialist (1 Mar 2005 to 20 Sep 2006)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Scotsman Publications Ltd (no longer appointed)
FRN 490987 · Appointed 4 Nov 2008 · Until 26 Feb 2013
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The Rangers Football Club PLC (no longer appointed)
FRN 479576 · Appointed 26 Feb 2008 · Until 14 Jul 2009
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Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 23 Apr 2007 · Until 29 Jan 2008
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Newhall Publications Limited (no longer appointed)
FRN 201215 · Appointed 19 Apr 2007 · Until 29 Jan 2008
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Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 27 Dec 2006 · Until 26 Feb 2013
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Gary Sargeant Financial Services Ltd (no longer appointed)
FRN 447401 · Appointed 27 Jan 2006 · Until 30 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.