Origen Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
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Complaints Contact
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Fiona Jane Dragonetti
IRN FJM00004
- CF21 Investment Adviser (1 Mar 2005 to 16 Sep 2005)
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Gabor Tibor Kepecs
IRN GTK01011
- CF2 Non Executive Director (29 Dec 2009 to 30 Apr 2010)
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Gareth Rees Smith
IRN GXR01183
- CF30 Customer (1 Jun 2009 to 11 Mar 2013)
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Gareth Sean Lyons
IRN GSL01037
- [FCA CF] Client dealing (1 Feb 2024 to 15 Apr 2026)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 15 Apr 2026)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 15 Apr 2026)
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Gary Alan Shaw
IRN GAS00014
- CF30 Customer (1 Nov 2007 to 15 Oct 2009)
- CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Jul 2007 to 18 Sep 2007)
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Gary Bryan Kay
IRN GBK01011
- CF29 Significant management (1 Nov 2007 to 28 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (26 Feb 2007 to 31 Oct 2007)
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Gary Iain Bradley
IRN GIB00006
- CF21 Investment Adviser (1 Mar 2005 to 5 Mar 2007)
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Gary Manning
IRN GXM00137
- CF21 Investment Adviser (6 Jan 2003 to 13 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 Mar 2002 to 6 Jan 2003)
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Gary Michael Wood
IRN GMW01111
- CF30 Customer (20 Jan 2009 to 23 Nov 2010)
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Gary Tate
IRN GXT00051
- CF21 Investment Adviser (5 Mar 2002 to 31 Dec 2002)
- CF22 Investment Adviser (Trainee) (4 Dec 2001 to 5 Mar 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Scotsman Publications Ltd (no longer appointed)
FRN 490987 · Appointed 4 Nov 2008 · Until 26 Feb 2013
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The Rangers Football Club PLC (no longer appointed)
FRN 479576 · Appointed 26 Feb 2008 · Until 14 Jul 2009
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Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 23 Apr 2007 · Until 29 Jan 2008
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Newhall Publications Limited (no longer appointed)
FRN 201215 · Appointed 19 Apr 2007 · Until 29 Jan 2008
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Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 27 Dec 2006 · Until 26 Feb 2013
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Gary Sargeant Financial Services Ltd (no longer appointed)
FRN 447401 · Appointed 27 Jan 2006 · Until 30 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.