Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Feb 2024 to 15 Apr 2026)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 15 Apr 2026)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 15 Apr 2026)
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- [FCA CF] Functions requiring qualifications (15 Nov 2021 to 31 Jan 2024)
- [FCA CF] Manager of certification employee (16 Aug 2021 to 31 Jan 2024)
- CF30 Customer (13 Sep 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2011)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (16 Aug 2002 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.