Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Cocker

  IRN DXC00171

  • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 20 Apr 2007)
• David Cubbin

  IRN DJC00015

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Dixon

  IRN DXD00002

  • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 20 Apr 2007)
• David Edward James Taylor

  IRN DET00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• David Hands

  IRN DXH00111

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• David Heaton

  IRN DAH00038

  • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2021)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• David Hyman Fishman

  IRN DHF00002

  • CF21 Investment Adviser (1 Mar 2005 to 15 Jul 2005)
• David John Howard

  IRN DJH00095

  • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
  • CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Aug 2002 to 19 Sep 2002)
• David John James

  IRN DJJ00008

  • CF1 Director (1 Dec 2001 to 8 Apr 2003)
• David John McManus

  IRN DJM00223

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)

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No changes recorded yet.