David John Howard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (24 Jan 2020 to 29 Dec 2023)
- [FCA CF] Functions requiring qualifications (24 Jan 2020 to 29 Dec 2023)
M4 Financial Group Limited (no longer approved here)
FRN 583474
- CF30 Customer (1 Jul 2019 to 4 Aug 2020)
WPS Wealth Ltd (no longer approved here)
FRN 602286
- Employed By (1 Jul 2019 to 4 Aug 2020)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- CF30 Customer (19 Aug 2013 to 31 Dec 2018)
Succession Financial Management Limited (no longer approved here)
FRN 225831
- CF30 Customer (24 Apr 2009 to 24 Apr 2014)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Aug 2002 to 19 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.