Origen Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
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Complaints Contact
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger John Dickenson
IRN RJD00024
- CF30 Customer (1 Nov 2007 to 15 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Roger Lovatt Davies
IRN RLD00012
- CF30 Customer (1 Nov 2007 to 16 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Roger Michael Hague
IRN RMH00035
- CF22 Investment Adviser (Trainee) (12 Jun 2002 to 20 Dec 2002)
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Roger Stephen Friend
IRN RSF00003
- CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2006)
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Roger William Gunner
IRN RWG00010
- CF30 Customer (1 Nov 2007 to 30 Sep 2009)
- CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)
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Ronald Metcalfe Christie
IRN RMC01124
- CF30 Customer (3 Sep 2018 to 20 Jun 2019)
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Russell James Carter
IRN RJC01305
- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
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Ruth Eileen Sturkey
IRN REH00024
- CF21 Investment Adviser (1 Mar 2005 to 28 Mar 2007)
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Ruth Rebecca Chenery
IRN RRC00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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Ryan Michael Lindsay
IRN RML01084
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 30 Apr 2024)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Apr 2024)
- [FCA CF] Client dealing (1 Feb 2024 to 30 Apr 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Berringer Financial Services Ltd (no longer appointed)
FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008
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Phoenix Life Insurance Services Ltd (no longer appointed)
FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.