Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 31 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (12 Dec 2017 to 8 Dec 2019)
-
- CF21 Investment Adviser (1 Mar 2005 to 28 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.