Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leonard James Clarke

  IRN LJC00003

  • CF24 Pension Transfer Specialist (1 Apr 2005 to 28 Oct 2005)
  • CF11 Money Laundering Reporting (1 Apr 2005 to 28 Oct 2005)
  • CF10 Compliance Oversight (1 Apr 2005 to 28 Oct 2005)
  • CF21 Investment Adviser (1 Mar 2005 to 28 Oct 2005)
• Lesley Anne Brown

  IRN LAB00017

  • [FCA CF] Manager of certification employee (since 1 Feb 2024)
• Lesley Bryans

  IRN LXS01246

  • CF22 Investment Adviser (Trainee) (1 Mar 2005 to 25 Apr 2005)
• Lesley McReynolds

  IRN LAM01090

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2025)
  • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
• Lester Richard Howard Wicks

  IRN LRW00003

  • CF30 Customer (1 Nov 2007 to 9 Apr 2013)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Liam Jones

  IRN LXJ00027

  • [FCA CF] Significant management (since 9 Dec 2019)
• Linda Ann Redknap

  IRN LAR00006

  • CF24 Pension Transfer Specialist (10 Jul 2002 to 23 Dec 2003)
  • CF21 Investment Adviser (11 Jun 2002 to 11 Mar 2005)
  • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Jun 2002)
• Linda Marie Plummer

  IRN LXP01237

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Linda Mary Whorlow

  IRN LMW01091

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2023)
  • CF2 Non Executive Director (3 Nov 2015 to 8 Dec 2019)
• Linzi Magee

  IRN LXM84474

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.