Origen Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
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Complaints Contact
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Keith Roland Robinson
IRN KRR01016
- CF29 Significant management (17 Oct 2008 to 30 Jun 2010)
- CF1 Director (1 Oct 2007 to 17 Oct 2008)
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Kenneth Fairhurst
IRN KXF00024
- CF21 Investment Adviser (1 Mar 2005 to 31 May 2007)
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Kenneth Robert Deas
IRN KRD00003
- CF30 Customer (22 Jan 2009 to 14 Sep 2011)
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Kerina Jane Bradburn
IRN KJB00018
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2024)
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Kerry Anne Margaret Grant
IRN KAG01056
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
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Kerry Anne Thomson
IRN KAP00024
- CF30 Customer (10 Aug 2016 to 8 Dec 2019)
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Kerry Knott
IRN KSC01043
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
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Kerry Lesley McGreevy
IRN KLM01063
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
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Kerry Louise Rossiter
IRN KLR00010
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
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Kersi Deboo
IRN KXD00003
- CF30 Customer (1 Nov 2007 to 29 Dec 2008)
- CF21 Investment Adviser (5 Jul 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Berringer Financial Services Ltd (no longer appointed)
FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008
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Phoenix Life Insurance Services Ltd (no longer appointed)
FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.