Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IFPC Limited
FRN 144197
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 May 2024)
- [FCA CF] Functions requiring qualifications (since 20 May 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
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- Employed By (20 Jun 2017 to 31 Mar 2018)
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- CF30 Customer (15 Jun 2017 to 31 Mar 2018)
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- (15)Employed By (1 Dec 2001 to 16 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.