Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFPC Limited

    FRN 144197

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 May 2024)
    • [FCA CF] Functions requiring qualifications (since 20 May 2024)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
  • Totus Independent Financial Advisers Ltd (no longer approved here)

    FRN 777659

    • Employed By (20 Jun 2017 to 31 Mar 2018)
  • Equity And General Financial Services Limited (no longer approved here)

    FRN 474163

    • CF30 Customer (15 Jun 2017 to 31 Mar 2018)
  • Master Adviser Ltd (U445) (no longer approved here)

    FRN 171704

    • (15)Employed By (1 Dec 2001 to 16 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.