Orchard Global Asset Management LLP

• Principal Place of Business

  Orchard Global Asset Management LLP

  100 Bishopsgate

  London

  City Of London

  EC2N 4AG

  UNITED KINGDOM

  Phone

  +442070600088

  Web

  https://www.orchardglobal.com

• Complaints Contact

  Orchard Global Asset Management LLP

  100 Bishopsgate

  London

  City Of London

  EC2N 4AG

  UNITED KINGDOM

  Phone

  +442070600088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Marianela Gutierrez-Portillo

  IRN MRG01142

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (18 Feb 2016 to 8 Dec 2019)
• Nigel Reglar

  IRN NXR00074

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Olivia Rachel Scanlon

  IRN ORK01005

  • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
• Olivier Didier David

  IRN ODD01006

  • [FCA CF] Client dealing (since 23 Apr 2020)
• Patrick Mark Wright

  IRN PMW01069

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (15 May 2017 to 1 Dec 2017)
  • CF28 Systems and controls (8 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (8 Aug 2016 to 8 Dec 2019)
• Patrick Tobin Levens

  IRN PXL00250

  • [FCA CF] Significant management (27 Apr 2022 to 31 Jan 2024)
• Paul Douglas Horvath

  IRN PXH01265

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (19 Feb 2011 to 15 Jan 2013)
  • CF10 Compliance Oversight (19 Feb 2011 to 15 Jan 2013)
  • CF4 Partner (5 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (5 Jan 2010 to 8 Dec 2019)
  • CF3 Chief Executive (5 Jan 2010 to 15 Jan 2013)
• Philip Sbrocchi

  IRN PXS02935

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2017 to 8 Dec 2019)
• Pierre Michaud

  IRN PXM02818

  • [FCA CF] Significant management (since 14 Sep 2022)
  • CF10 Compliance Oversight (22 Jun 2017 to 1 Dec 2017)
• Rachit Prasad

  IRN RXP01809

  • [FCA CF] Client dealing (since 13 Jul 2021)

No changes recorded yet.