Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 May 2017 to 1 Dec 2017)
    • CF28 Systems and controls (8 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (8 Aug 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Jul 2008 to 12 Aug 2009)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.