Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Orchard Global Asset Management LLP
FRN 494250
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF11 Money Laundering Reporting (15 May 2017 to 1 Dec 2017)
- CF28 Systems and controls (8 Aug 2016 to 8 Dec 2019)
- CF30 Customer (8 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (25 Jul 2008 to 12 Aug 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.