Date authorised
18 November 2013
Companies House
08138002
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Dorset Square
    London
    NW1 6QG
    UNITED KINGDOM
    Phone
    +442070422000
  • Complaints Contact

    28 Dorset Square
    London
    NW1 6QG
    UNITED KINGDOM
    Phone
    +442070422000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy James Vaughn Freeman

    IRN TJF01065

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2025)
    • SMF16 Compliance Oversight (since 11 Sep 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (1 Oct 2024 to 1 Jul 2025)
    • CF1 Director (11 Oct 2016 to 8 Dec 2019)
  • Yu Jung Chen

    IRN YXC00081

    • [FCA CF] Client dealing (1 Nov 2023 to 7 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.