Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2025)
    • SMF16 Compliance Oversight (since 11 Sep 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (1 Oct 2024 to 1 Jul 2025)
    • CF1 Director (11 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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