Date authorised
18 November 2013
Companies House
08138002
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Dorset Square
    London
    NW1 6QG
    UNITED KINGDOM
    Phone
    +442070422000
  • Complaints Contact

    28 Dorset Square
    London
    NW1 6QG
    UNITED KINGDOM
    Phone
    +442070422000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Belshaw

    IRN DXB00382

    • [FCA CF] Material risk taker (since 30 Apr 2024)
    • [FCA CF] Significant management (since 30 Apr 2024)
  • Daniel Maurice Brocklebank

    IRN DMB01154

    • SMF1 Chief Executive (since 1 Feb 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Oct 2014 to 8 Dec 2019)
  • Erik Yavan Ioannidis

    IRN EXI00007

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
  • Georgina Mitchell

    IRN GEM01033

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2022)
  • Heather Anne Hopkins

    IRN HXH00022

    • Director of firm who is not a certification employee or a SMF manager (since 2 Nov 2020)
  • Imran Gulamhuseinwala

    IRN IXG01294

    • Director of firm who is not a certification employee or a SMF manager (2 Nov 2020 to 20 Oct 2021)
  • Jackson Hall

    IRN JXH00457

    • [FCA CF] Client dealing (28 Feb 2021 to 7 Feb 2024)
  • Jacob Hellmuth Von Der Heide

    IRN JXV00077

    • [FCA CF] Client dealing (14 Jul 2021 to 7 Feb 2024)
  • James Jeremy Dorr

    IRN JJD01037

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
    • CF1 Director (18 Nov 2013 to 8 Dec 2019)
  • Jasmine Oghenekevwe Nwaebuni Orogun

    IRN JXO00207

    • [FCA CF] Client dealing (30 Sep 2022 to 29 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.